{"id":2857,"date":"2026-04-22T16:39:41","date_gmt":"2026-04-22T16:39:41","guid":{"rendered":"https:\/\/assig.com.mx\/?page_id=2857"},"modified":"2026-04-22T16:42:52","modified_gmt":"2026-04-22T16:42:52","slug":"blog-iso-37001-y-la-debida-diligencia-como-prevenir-riesgos-de-soborno-en-proveedores-y-terceros","status":"publish","type":"page","link":"https:\/\/assig.com.mx\/?page_id=2857","title":{"rendered":"Blog: ISO 37001 y la debida diligencia: c\u00f3mo prevenir riesgos de soborno en proveedores y terceros"},"content":{"rendered":"\t\t
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ISO 37001 y la debida diligencia: c\u00f3mo prevenir riesgos de soborno en proveedores y terceros<\/h4>\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t
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En muchas organizaciones, los mayores riesgos de soborno no se originan internamente, sino a trav\u00e9s de\u00a0terceros<\/strong>:<\/span> proveedores, distribuidores, consultores, agentes o socios comerciales.<\/span><\/p>

La\u00a0ISO 37001<\/strong>\u00a0<\/span>reconoce este riesgo y establece la necesidad de aplicar\u00a0debida diligencia (due diligence)<\/strong><\/span>\u00a0para evaluar y controlar a las partes externas que pueden comprometer la integridad de la organizaci\u00f3n.<\/span><\/p>

En\u00a0ASSIG<\/strong><\/span>, vemos que este es uno de los puntos m\u00e1s cr\u00edticos \u2014y menos desarrollados\u2014 en los sistemas de gesti\u00f3n antisoborno.<\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t

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\u00bfQu\u00e9 es la debida diligencia en ISO 37001?\n<\/h4>\t\t\t\t<\/div>\n\t\t\t\t
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La\u00a0debida diligencia<\/strong><\/span>\u00a0es el proceso mediante el cual la organizaci\u00f3n:<\/span><\/p>

  • Eval\u00faa el riesgo de soborno<\/strong><\/span>\u00a0asociado a terceros<\/span><\/li>
  • Verifica su\u00a0reputaci\u00f3n, antecedentes y pr\u00e1cticas<\/strong><\/span><\/span><\/li>
  • Determina si es seguro establecer o continuar una relaci\u00f3n comercial<\/span><\/li><\/ul>

    No se trata solo de \u201cconfiar\u201d, sino de\u00a0verificar antes de contratar o asociarse<\/strong>.<\/span><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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    \u00bfPor qu\u00e9 es tan importante?<\/h2>\t\t\t\t<\/div>\n\t\t\t\t
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    Un tercero puede:<\/span><\/p>

    1. Ofrecer sobornos en nombre de la empresa<\/span><\/li>
    2. Incurrir en pr\u00e1cticas corruptas que afecten la reputaci\u00f3n<\/span><\/li>
    3. Generar riesgos legales y sanciones<\/span><\/li>
    4. Comprometer contratos o relaciones comerciales<\/span><\/li><\/ol>

      La responsabilidad no se transfiere: la empresa sigue siendo responsable ante la ley y sus clientes.<\/strong><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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      Errores comunes en la debida diligencia<\/h4>\t\t\t\t<\/div>\n\t\t\t\t
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      1\ufe0f\u20e3 <\/b>No evaluar a todos los terceros relevantes. <\/strong><\/span><\/span>Solo se revisan algunos proveedores \u201ccr\u00edticos\u201d.<\/span><\/div>

      Consecuencia:<\/strong><\/span><\/span>
      Riesgos ocultos en la cadena de suministro.<\/span><\/p>

      2\ufe0f\u20e3 Evaluaciones superficiales. <\/span><\/strong><\/span>Se solicita documentaci\u00f3n, pero no se analiza.<\/span><\/p>

      Consecuencia:<\/strong><\/span>
      Falsa sensaci\u00f3n de control.<\/span><\/p>

      3\ufe0f\u20e3 No actualizar la evaluaci\u00f3n. <\/span><\/strong><\/span>La revisi\u00f3n se hace una sola vez.<\/span><\/p>

      Consecuencia:<\/strong><\/span>
      Cambios en el tercero no detectados.<\/span><\/p>

      4\ufe0f\u20e3 No documentar el proceso. <\/span><\/strong><\/span>No hay evidencia de la evaluaci\u00f3n realizada.<\/span><\/p>

      Consecuencia:<\/strong><\/span>
      Observaciones en auditor\u00eda ISO 37001.<\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t

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      \u00bfC\u00f3mo implementar debida diligencia conforme a ISO 37001?<\/h2>\t\t\t\t<\/div>\n\t\t\t\t
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      En\u00a0ASSIG<\/strong><\/span>, recomendamos un enfoque pr\u00e1ctico:<\/span><\/p>

      1. Identificar terceros relevantes (proveedores, socios, agentes)<\/span><\/li>
      2. Clasificar el nivel de riesgo (alto, medio, bajo)<\/span><\/li>
      3. Definir criterios de evaluaci\u00f3n:<\/span>
        • Reputaci\u00f3n<\/span><\/li>
        • Historial legal<\/span><\/li>
        • Relaci\u00f3n con sector p\u00fablico<\/span><\/li>
        • Tipo de servicio<\/span><\/li><\/ul><\/li>
        • Solicitar informaci\u00f3n y documentaci\u00f3n<\/span><\/li>
        • Evaluar y documentar resultados<\/span><\/li>
        • Establecer controles (cl\u00e1usulas, monitoreo, restricciones)<\/span><\/li>
        • Actualizar peri\u00f3dicamente<\/span><\/li><\/ol>

          Este proceso permite\u00a0reducir significativamente el riesgo de soborno indirecto<\/strong>.<\/span><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t

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          Beneficios de aplicar debida diligencia<\/h4>\t\t\t\t<\/div>\n\t\t\t\t
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          Implementar este enfoque permite:<\/span><\/p>

          \u2705 Reducir riesgos legales y reputacionales<\/span>
          \u2705 Cumplir con ISO 37001<\/span>
          \u2705 Fortalecer la transparencia en la cadena de suministro<\/span>
          \u2705 Generar confianza en clientes y socios<\/span>
          \u2705 Prevenir pr\u00e1cticas indebidas antes de que ocurran<\/span>
          \u2705 Mejorar la gobernanza organizacional<\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t

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          Relaci\u00f3n con otros sistemas<\/h4>\t\t\t\t<\/div>\n\t\t\t\t
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          La debida diligencia puede integrarse con:<\/span><\/p>

          • ISO 9001:<\/strong><\/span>\u00a0evaluaci\u00f3n de proveedores<\/span><\/li>
          • ISO 28000:<\/strong><\/span>\u00a0seguridad en la cadena de suministro<\/span><\/li>
          • ASG \/ ESG:<\/strong><\/span>\u00a0gobernanza y \u00e9tica<\/span><\/li>
          • ISO 37301:<\/strong>\u00a0<\/span>cumplimiento normativo<\/span><\/li><\/ul>

            Esto fortalece una\u00a0gesti\u00f3n integral de riesgos<\/strong>.<\/span><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t

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            \u00bfC\u00f3mo te apoya ASSIG?<\/h4>\t\t\t\t<\/div>\n\t\t\t\t
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            En\u00a0ASSIG<\/strong><\/span>, apoyamos a las organizaciones con:<\/span><\/p>

            • Implementaci\u00f3n de ISO 37001<\/span><\/li>
            • Dise\u00f1o de procesos de debida diligencia<\/span><\/li>
            • Evaluaci\u00f3n de riesgos de soborno en terceros<\/span><\/li>
            • Desarrollo de pol\u00edticas y controles antisoborno<\/span><\/li>
            • Capacitaci\u00f3n en \u00e9tica y cumplimiento<\/span><\/li>
            • Auditor\u00edas internas y preparaci\u00f3n para certificaci\u00f3n<\/span><\/li><\/ul>

              Nuestro enfoque es\u00a0preventivo, pr\u00e1ctico y alineado a tu operaci\u00f3n real<\/strong>.<\/span><\/span><\/p>

              #ISO37001 #Antisoborno #Cumplimiento #\u00c9ticaEmpresarial #ASSIG #Gobernanza #Gesti\u00f3nDeRiesgos #DueDiligence #Transparencia #SistemasDeGesti\u00f3n<\/span><\/p>

              \u00a0<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"

              ISO 37001 y la debida diligencia: c\u00f3mo prevenir riesgos de soborno en proveedores y terceros En muchas organizaciones, los mayores […]<\/p>\n","protected":false},"author":1,"featured_media":1189,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"om_disable_all_campaigns":false,"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"site-sidebar-layout":"no-sidebar","site-content-layout":"page-builder","ast-site-content-layout":"full-width-container","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"disabled","ast-breadcrumbs-content":"","ast-featured-img":"disabled","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"set","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-2857","page","type-page","status-publish","has-post-thumbnail","hentry"],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/pages\/2857","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/assig.com.mx\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=2857"}],"version-history":[{"count":4,"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/pages\/2857\/revisions"}],"predecessor-version":[{"id":2863,"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/pages\/2857\/revisions\/2863"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/assig.com.mx\/index.php?rest_route=\/wp\/v2\/media\/1189"}],"wp:attachment":[{"href":"https:\/\/assig.com.mx\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=2857"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}